Auditor

Auditor

Typical Day in Role
– Managing various milestone testing through different stages: planning, fieldwork, reporting
– Conducting tollgate meeting with audit management for approvals
– Discussing issues or observations with Global Compliance stakeholders
– Performing walkthroughs with Global Compliance stakeholders
– Addressing feedback from audit management
– Documenting work within the audit database
– 60:40 split between individual workload and collaborative work with others
– Working with platform Teammates to document work
– Working with Microsoft Teams on a daily basis to work collaboratively with the team
– Daily use of Microsoft office – Excel, PPT, Word

Candidate Requirements/Must Have Skills:
– 8+ years of previous audit experience
– 3+ years of previous regulatory compliance experience
– 1+ years of previous remediation experience

Nice-To-Have Skills:
– Previous banking experience within a large financial institution
– Regulatory experience – having worked with a regulator
– Experience with PowerBI
– Experience with project work

Soft Skills:
– Strong client-relationship skills
– Comfortable with ambiguity
– Good influencing and negotiation skills
– Strong time management and organizational skills to work within deadlines
– Self-starter

Degrees or certifications:
– Bachelor’s Degree is mandatory
– CIA – Certified Internal Auditor is preferred