Compliance Analyst
Responsibilities include (but are not limited to):
– Conducting monitoring and control testing (M&T) for P&C lines of business
– Collecting and analyzing relevant evidence
– Documenting work completed and requesting approval
– Ad hoc activities as it relates to identifying improvement opportunities
– Maintaining documentation in appropriate repositories or systems
– Assist with ensuring exceptions noted are addressed in order to remediate issues or action plans
Top Skills/Experience:
– 3-5+ years Banking Compliance experience, specifically in Personal and Commercial banking realms
– Previous Audit or compliance testing experience is an a strong asset
– Ability to read & understand technical compliance material, previous experience is compliance or operational risk control testing is desired.
-Detailed knowledge of the Bank Act and Consumer Protection regulations
– Proven experience with testing – whether in operations, risk or compliance risk audit testing
– Strong computer skills; Must be strong in Microsoft Outlook, Excel (SumIf, Pivot, Vlookups), & Word. PowerPoint skills
– Exposure to risk and control environment and requires someone with a similar mindset
Nice to have Skills/Experience:
– Risk management experience
-Previous experience working with FCAC would be a big asset
– CFA/CMA
Soft Skills:
– Dead line oriented and driven
– Ability to work well with different groups
– Team player
– Excellent attention to detail
– Excellent written and verbal communication skills
– Ability to work with deadlines and prioritize tasks
-Strong organizational skills
Education:
– Undergraduate degree mandatory
– Nice to have: risk management, audit, compliance or operational risk (or related field)