Compliance Analyst
Typical Day in Role
• Establish recordkeeping oversight program in the US initially, followed by Canada, Asia Pacific and Europe regions
• Diagnose and remediate Canada, Asia Pacific and Europe records and record keeping potential concerns, and
• Support regulatory, operational and legal investigative analysis, leveraging data analytics tools and concepts.
• Testing records for retention, retrieval, readability
Candidate Requirements/Must Have Skills:
• + 5 years of experience as Compliance Analyst, Audit or related field
• Previous experience with records management (preferably in a FI)
• Project management OR/& change management experience
Nice-To-Have Skills:
• Experience with python programming &/OR PowerBi
• French &/OR Spanish communication skills.
• FI experience is a plus
• Spanish or French is a plus
• Capital markets experience is a plus
Soft Skills
• Self starter – think outside the box
• Great communications skills
Education
• Bachelor degree or relevant experience